Intelligent Representation For Securities Fraud Issues
Allegations of securities fraud can derail even the most successful financial advisors. Any time the word “fraud” is even mentioned, it is in your best interest to have an experienced law firm protecting your legal and financial interests. Leaving these issues to fester can create insurmountable roadblocks as you seek to break away from the pack and be your own alpha wolf in the financial world.
At Breakaway Partners, we pride ourselves on more than 100 years of combined experience helping financial advisors and RIAs maximize their talents and growth potential. Our attorneys have considerable experience resolving legal matters centered on securities fraud and welcome the opportunity to be your advocate.
What Is Securities Fraud?
Common examples of securities fraud include:
- Insider trading
- Providing false information
- Late-day trading
- “Pump-and-dump” schemes
- Misstating returns
- Pyramid schemes
- Wire fraud
Securities fraud is not limited to the items above; any illegal or unethical actions that position the perpetrator to make a profit at the expense of others can be considered securities fraud.
Protect Your Reputation And Business
Our accomplished attorneys are well prepared to resolve any securities fraud issues you face, including taking action against those who have committed fraud or leveled such allegations against you. There is no better time than now to resolve any securities fraud issues you may face. Call 619-826-8345 to schedule your consultation.