Month: April 2024

It's a huge career move to break away from a large wirehouse or Registered Investment Advisor (RIA) to start your own firm. As you make this transition, you may be surprised when your employer asks you to repay your signing bonus. You might wonder, "What? They can do...

The financial advisor world is a competitive landscape. Due to the number of confidential clients and trade secrets, firms are strict in implementing restrictive covenants in their employees’ contracts. These agreements aim to protect the interests of the firm, the...